DJS Stock & Shares Ltd

Dematerialisation processing and listing status

• Dematerialisation requests received during the quarter were processed and confirmed to the depositories.
• Securities dematerialised have been listed on the stock exchanges where the original issues are listed.
• Security certificates received for dematerialisation were mutilated and cancelled after due verification.
• The depository's name has been substituted as registered owner within prescribed timelines.

DJS Stock & Shares Ltd – Trading Window closed from 1st October, 2026 till the expiry of 48 hours after the declaration of the Unaudited Quarterly Financial Results for the quarter and half year ended 30th September, 2026

Re-appointment of Independent Director

• AGM on 28 September 2026 approved a 5-year re-appointment for Ms. Neha Kailash Bhageria.
• Term runs from 30 September 2026 to 29 September 2031.
• Independent Non-Executive Woman Director; DIN 09217784.
• Not related to any director and not debarred by SEBI.
• Brief profile: Company Secretary with governance and corporate affairs experience.
• Not disqualified under Companies Act, 2013 Section 164.

Independent Director appointment

• AGM approves appointment of Vinay Kumar Shukla as Independent NED for five years (2026–2031).
• Term from 4 September 2026 to 3 September 2031.
• DIN 11041682; not related to any director.
• Background: Chartered Accountant; previously at TR Chadha & Co. LLP in direct taxation.
• Not debarred by SEBI or any authority.
• Not disqualified under Companies Act Section 164.

AGM Details

• AGM held on 28 September 2026 at 12:30 p.m. via Video Conferencing.

Key Resolutions

• Resolution 1 (Ordinary): Adoption of financial statements and reports.
• Resolution 2 (Ordinary): Re-appointment of Aniruddh Parashar by rotation.
• Resolution 3 (Ordinary): Appointment of Vinay Kumar Jagdishchandra ShuMa as director.
• Resolution 4 (Special): Appointment of Vinay Kumar Jagdishchandra Shukla as independent director.
• Resolution 5 (Special): Re-appointment of Neha Kailash Bhageria as Independent Woman Director.

Voting Results

• Resolution 1: Passed; in favour 100% of votes polled; 65.41% of shares polled.
• Resolution 2: Passed; in favour 100% of votes polled; 65.41% of shares polled.
• Resolution 3: Passed; in favour 100% of votes polled; 65.41% of shares polled.
• Resolution 4: Passed; in favour 100% of votes polled; 65.41% of shares polled.
• Resolution 5: Passed; in favour 100% of votes polled; 65.41% of shares polled.

Director Changes

• Aniruddh Parashar appointed as director by rotation.
• Vinay Kumar Jagdishchandra ShuMa appointed as director.
• Vinay Kumar Jagdishchandra Shukla appointed as Independent Director.
• Neha Kailash Bhageria re-appointed as Independent Woman Director.

AGM details

• Held on 28 September 2026 at 12:30 p.m. via Video Conferencing.

Resolutions put to vote

• Adoption of Audited Financial Statements for year ended 31 March 2026 — Ordinary.
• Re-appointment of Aniruddh Parashar as Director by rotation — Ordinary.
• Appointment of Vinay Kumar Jagdishchandra Shukla as Director — Ordinary.
• Appointment as Independent Director — Special (Vinay Kumar Jagdishchandra Shukla).
• Re-appointment of Neha Kailash Bhageria as Independent Woman Director — Special.

Voting results

• Voting outcomes not disclosed in the provided summary.

Directors and governance

• Directors involved: Parashar (rotating), Shukla (Director and Independent Director), Bhageria (Independent Woman Director).

Other material

• Dividend not mentioned.
• No auditor changes disclosed.

Meeting Details

• Date: 4 September 2026; Time: 03:00 PM; Venue: Registered Office, Mumbai.

Key Agenda Items

• Approve Directors Report on Audited Financial Statements for year ended 31 March 2026.
• Fix date/time for 32nd AGM and approve AGM notice.
• Fix closure dates of Register of Members and Share Transfer Book for AGM.
• Fix e-voting cut-off date for AGM.
• Appoint Scrutinizer for e-voting at AGM.

Appointment of Additional Non-Executive Director

• Appointed Mr. Vinay Kumar Jagdishchandra Shukla as Additional Non-Executive Director, effective 14 Aug 2026.
• DIN 11041682; no inter-se relations disclosed.
• Reason: to strengthen the Board.
• Date of appointment: 14-08-2026.
• Profile: Chartered Accountant, qualified March 2026; formerly with TR Chadha & Co. LLP in Direct Taxation.
• Not debarred by SEBI or any authority.
• Not disqualified under Section 164 of the Companies Act, 2013.
• Board meeting held on 14 August 2026 approved appointment.

Director resignation details

• Manoj Kumar More, Professional Non-Executive Director, resigns effective close of business on 14 August 2026.
• Reason: preoccupation limiting board duties.
• No other material reasons beyond those stated in the resignation letter.
• Directorship type: Professional Non-Executive.
• Date of cessation: 14 August 2026.
• Board/committee memberships affected: Nil.
• Other listed entities where the director holds directorships/committee roles: Nil.
• Regulatory/shareholder approval: Not specified in filing.
• No immediate changes to board composition disclosed.

Results snapshot

• Total income ₹5.39 lakh; net loss ₹3.70 lakh for quarter ended 30 June 2026.
• Total comprehensive income ₹-3.56 lakh for the quarter.
• EPS ₹(0.00) for the quarter.

Board actions

• Board approved unaudited quarterly results for quarter ended 30 June 2026.
• Resignation of Manoj Kumar More effective 14 Aug 2026.
• Vinay Kumar Shukla appointed Additional Non-Executive Director from 14 Aug 2026.

Operations & segments

• No reportable segments under Ind AS 108; company focused on financial services.