IIFL Capital Services Ltd

IIFL Capital Services Limited: Trading window closed from Thursday, October 01, 2026, till 48 hours after the financial results for the quarter and half year ended September 30, 2026, is approved by the Board of Directors and filed with stock exchanges.

Regulatory update

• CCI approved FIH Mauritius Investments Ltd's proposed investment in IIFL Capital Services Ltd on Sep 22, 2026.
• Disclosure under SEBI LODR Reg 46(2) is hosted on the company website.
• This follows May 7, 2026 disclosures under SEBI Listing Regulations.

Capital / Securities

• 1,73,150 equity shares allotted to employees under ESOS-2018.
• Shares rank pari passu with existing shares from the allotment date.
• Equity share base increased to 315,352,013 from 315,178,863.
• Circular resolution dated September 22, 2026 approved the allotment.

Board actions

• Strike-off of IIFL Securities Services IFSC Limited approved.
• Transfer of India Infoline Foundation to IIFL Finance Limited approved.
• Consideration for Foundation transfer: ₹10,000.
• Foundation has no commercial activities; not consolidated.
• Transfer outside Scheme; not a slump sale.

AGM Details

• AGM held on Sep 9, 2026 at 11:30 IST via VC/OAVM.
• Cut-off date for remote e-voting: Sep 2, 2026.

Key Resolutions

• Resolution 1: Adoption of standalone and consolidated financial statements; passed with high majority.
• Resolution 2: Re-appointment by rotation; ordinary; passed with high majority.
• Resolution 3: Related party transactions with a group finance company; ordinary; passed.
• Resolution 4: Related party transactions with another group finance entity; ordinary; passed.
• Resolution 5: Related party transactions with a third group entity; ordinary; passed.
• Resolution 6: Related party transactions with wholly owned subsidiary; ordinary; passed.
• Resolution 7: Special resolution to issue and allot offer-convertible debentures; passed unanimously.

Material Related Party Transactions

• RPT with group finance entity approved; value not disclosed.
• RPT with second group finance entity approved; value not disclosed.
• RPT with third group entity approved; value not disclosed.
• RPT with wholly owned subsidiary approved; value not disclosed.

Director and Auditor Changes

• Director re-appointment by rotation approved; no new appointment.
• No auditor changes disclosed.

AGM details

• AGM held on 9 Sep 2026 at 11:30 IST via VC/OAVM; 47 shareholders attended.

Key resolutions

• Adoption of Audited Standalone and Consolidated Financial Statements for FY2025-26.
• Re-appointment of director R. Venkataraman on rotation.
• Approval of material related party transactions with IIFL Finance Limited.
• Approval of material related party transactions with IIFL Home Finance Limited.
• Approval of material related party transactions with IIFL Samasta Finance Limited.
• Approval of material related party transactions between IIFL Management Services Limited and IIFL Finance Limited.
• Approval for offer, issue and allotment of secured/unsecured debentures (public/private).

Voting status

• Voting results to be submitted after Scrutinizer's Report.

Directors

• R. Venkataraman to be re-appointed as director (retiring by rotation).

Other material approvals

• Debenture issue approval for public and/or private placement.

Key Update

• NSE imposed a monetary penalty of ₹2,24,100 on IIFL Capital Services Limited.
• Penalty relates to Limited Purpose Inspection findings on margin reporting in CM, F&O, and CD segments.
• Penalty letter received on 30 August 2026; company strengthening internal controls.
• Apart from the penalty, no material impact on financial or operations.

Capital / Securities

• 3,72,320 equity shares allotted to employees on exercise of IIFL ESOS-2018.
• Equity base increased from 314,806,543 to 315,178,863 shares; ranking pari passu with existing from allotment date.

AGM notice and document access

• AGM scheduled for Sep 9, 2026 at 11:30 a.m. IST via VC/OAVM.
• Electronic AGM Notice and AR for FY2025-26 sent to registered email shareholders.
• Unregistered emails will access via provided link and QR code.
• Notice and Integrated AR available on company, BSE/NSE, and CDSL websites.
• Physical AR requests: email secretarial@iiflcapital.com with Folio/DP/Client ID.
• Physical updates for shareholders: contact RTA or DP to update details.