Nuvama Wealth Management Ltd

Nuvama Wealth Management Limited trading window closed from Thursday, October 1, 2026, till 48 hours after the unaudited financial results for the quarter ended September 30, 2026 are approved by the Board and filed with the stock exchanges

AGM details

• Date: September 28, 2026; mode: video conferencing.

Record date & attendance

• Record date: September 21, 2026.
• Total shareholders on record: 123,157.
• VC attendees: 61 (2 promoter group, 59 public).

Resolutions & outcomes

• Ordinary: Adoption of standalone financial statements — Passed.
• Ordinary: Adoption of consolidated financial statements — Passed.
• Ordinary: Re-appointment by rotation — Passed.
• Special: Re-appointment of independent director — Passed.
• Special: Private placement of non-convertible debentures — Passed.

AGM details

• Date of AGM: September 28, 2026; mode: Video Conferencing.
• Record date: September 21, 2026.
• Total shareholders on record: 1,23,157.
• Proxy attendance not available due to video conferencing format.

Key resolutions and outcomes

• Ordinary: Adoption of standalone financials; 100% in favour.
• Ordinary: Adoption of consolidated financials; ~99.996% in favour.
• Ordinary: Re-appointment of director by rotation; ~99.98% in favour.
• Special: Re-appoint independent director Birendra Kum; ~97.27% in favour.
• Special: Re-appoint independent director Anisha Motwa; ~94.03% in favour.
• Special: Issuance of non-convertible debentures via private placement; ~99.98% in favour.

AGM Details

• Date/time/mode: 28 Sep 2026, 3:30 pm, via Video Conferencing.
• Attendance: 61 members; meeting concluded at 4:49 pm.
• Remote e-voting window: 23–27 Sep 2026.
• Scrutinizer appointed: M/s Nilesh Shah and Associates.

Resolutions & Outcomes

• Ordinary: Adopt standalone financial statements for FY2026; voting results pending.
• Ordinary: Adopt consolidated financial statements for FY2026; voting results pending.
• Ordinary: Re-appoint Aswin Vikram as director (retiring by rotation); voting results pending.
• Special: Re-appoint Birendra Kumar as Independent Director; voting results pending.
• Special: Re-appoint Anisha Motwani as Independent Director; voting results pending.
• Special: Approve issuance of Non-convertible Debentures on private placement; voting results pending.

Director Changes

• Aswin Vikram to be re-appointed as director (retiring by rotation).
• Birendra Kumar to be re-appointed as Independent Director.
• Anisha Motwani to be re-appointed as Independent Director.

AGM Details

• Date and time: 28 September 2026 at 3:30 PM, via Video Conferencing.
• Mode: Video Conferencing with no physical attendance.
• Remote e-voting window: 23–27 September 2026.
• AGM concluded at 4:49 PM; quorum present.

Resolutions put to vote

• Resolution 1 (Ordinary): Adopt standalone financial statements.
• Resolution 2 (Ordinary): Adopt consolidated financial statements.
• Resolution 3 (Ordinary): Re-appoint Aswin Vikram (retiring by rotation).
• Resolution 4 (Special): Re-appoint Birendra Kumar as Independent Director.
• Resolution 5 (Special): Re-appoint Anisha Motwani as Independent Director.
• Resolution 6 (Special): Approve private placement of Non-convertible Debentures.

Voting status

• Voting results to be declared within 2 working days; not disclosed here.

Capital / Securities

• On Sept 21, 2026, 66,583 ESOP/ESAR shares allotted; capital now 18,45,15,689 shares of Rs 2.

Encumbrance details

• Target Company: Nuvama Wealth Management Limited.
• Disclosing Party: Catalyst Trusteeship Limited; not promoter group.
• Transaction Type: Equity shares encumbered (pledge) for lenders.
• Pre-Transaction Holding: 6,18,85,880 shares, 33.90%.
• Post-Transaction Holding: NIL encumbrance reported.
• Mode of encumbrance: onshore security pledge.
• Equity share capital before: 182,528,816; after: 182,528,816.
• Total diluted capital after: 188,478,981.
• Date of transaction: 11 September 2026.