Oasis Securities Ltd

Oasis Securities Ltd — Trading Window Closed from Oct 01, 2026; to reopen 48 hours after declaration of unaudited financial results for the quarter and half year ended Sep 30, 2026.

Appointment of NED - Tushar Agrawal

• Appointed Mr. Tushar Agrawal as Non-Executive Independent Director for five-year term.
• Term from May 11, 2026 to May 10, 2031.
• Profile: 10+ years in Finance, Taxation, Audit, Regulatory Compliance.
• Not related to any other director.
• Not debarred by SEBI or other authorities.

AGM details

• AGM held on 01 Sept 2026 at 04:00 PM IST via VC/OAVM.
• Record date 25 Aug 2026; shareholders on record 2,359.
• Scrutinizer: ARMS & Associates LLP; remote e-voting and AGM voting conducted.
• Attendees: 5 promoters and 20 public attended via video.
• Resolutions passed at AGM: 3.

Resolutions and outcomes

• Ordinary Resolution 1: Adoption of financial statements approved.
• Ordinary Resolution 2: Re-appointment of Mrs. Priya Sodhani as Director, liable to retire by rotation, approved.
• Special Resolution 3: Appointment of Mr. Tushar Agrawal as Non-Executive Independent Director, approved.
• Overall voting: All resolutions passed; minimal dissent (130 votes against each).

AGM Details

• AGM date/time: 01 Sep 2026, 04:00 PM IST, via VC/OAVM.
• Venue deemed at Registered Office; voting cut-off date: 25 Aug 2026.

Resolutions

• Item 1: Ordinary—Adoption of financial statements; passed with 100% assent.
• Item 2: Ordinary—Priya Sodhani appointed as Director, retire by rotation; passed.
• Item 3: Special—Tushar Agrawal appointed as Non-Executive Independent Director; passed.

Voting results

• All resolutions passed with 100% assent of valid votes.
• Dissent of 130 votes by 5 members; negligible relative to total.
• Voting mode: remote e-voting and votes at AGM.

Directors appointed

• Priya Sodhani appointed as Director, liable to retire by rotation.
• Tushar Agrawal appointed as Non-Executive Independent Director.

AGM Details

• AGM held 01 Sep 2026 via VC/OAVM from 04:00 PM to 04:22 PM IST.
• Remote e-voting window ran 29 Aug to 31 Aug 2026.

Key Resolutions

• Ordinary resolution to adopt Audited Financial Statements and reports.
• Ordinary resolution to re-appoint Priya Sodhani on retirement.
• Special resolution to regularize Tushar Agrawal as Non-Executive Independent Director.

Voting Results

• Consolidated voting results to be declared within two working days.
• Results will be placed on the company's website and with the stock exchange.

Director Changes

• Priya Sodhani re-appointed on retirement by rotation.
• Tushar Agrawal appointed as Non-Executive Independent Director.

Financial performance

• Revenue from operations and other income: ₹230.75 L, up 37.95% YoY.
• PBT: ₹121.25 L; PAT: ₹101.70 L, +17.18% YoY.
• Current tax: ₹36.48 L; Deferred tax credit: ₹16.93 L.
• Total assets: ₹1,447.17 L; Shareholders' funds: ₹1,423.72 L; paid-up capital: ₹185.00 L.
• EPS (Basic/Diluted): ₹0.55.

Asset base & portfolio

• Loan portfolio: ₹978.91 L, up from ₹824.68 L.
• Investment portfolio: ₹393.25 L.
• Cash and cash equivalents: ₹41.57 L.

Reserves & capital

• Statutory reserve (RBI 45-IC): ₹354.09 L; Securities premium: ₹171.00 L.
• General reserve: ₹1.45 L; Retained earnings: ₹712.18 L.
• Total equity: ₹1,423.72 L; equity capital: ₹185.00 L.

Rights issue & capital expansion

• Rights issue: 2,7750,000 equity shares at ₹10; ratio 3:2.
• Post-rights paid-up capital: ₹4.625 crore (46,25,000 shares).

Governance & leadership

• Board of 6: Rajesh Sodhani (MD); Devi D. Agarwal (WTD); Priya Sodhani; Gyan Chand Jain; Meenu Kabra; Manish Bihani.
• CFO changes: Devi D. Agarwal ceased 23-03-2026; Surendra K. Joshi appointed 10-04-2026.
• Independent Director: - Tushar Agrawal appointed 11-05-2026 for 5-year term.
• Priya Sodhani retires by rotation; eligible for reappointment.
• Audit Committee reconstituted 12-06-2026; Nomination & Remuneration 12-06-2026; Stakeholders 01-07-2026.

Audits & internal controls

• Statutory auditors: Rajvanshi & Associates; appointed for 2024-29; no qualifications.
• Secretarial auditor: ARMS & Associates; MR-3; no adverse remarks.
• Internal auditor: Bhatter & Co; reports reviewed by Audit Committee.

Risk management & MD&A highlights

• NBFC-ND sector exposure; single reportable segment; domestic operations.
• Risks: credit, liquidity, interest rate, market, operational, regulatory; mitigated by prudent underwriting.
• ECL impairment model: PD, LGD, EAD; three-stage (Stage 1/2/3).
• Fair value and investment risk managed with defined valuation policies.

Related party transactions & remuneration

• Related-party transactions with Sodhani group at arm's length; disclosed per Ind AS 24.
• Promoters hold 71.26% equity; Rajesh Sodhani 54.96%, Priya 15.19%.
• Median employee remuneration ₹2.27 L; top director ₹1.67 L; no employee ₹1 crore+.
• Key related parties include Sodhani Capital Ltd and Sodhani Academy of Fintech Enablers Ltd.

Dividend policy & liquidity

• Dividend: no dividend declared for the year; profits retained.
• Company is NBFC-ND; does not accept public deposits; liquidity positions described in notes.

Shareholder info & governance

• Dematerialisation: 96.62% of equity as of 31 Mar 2026.
• Listing fees paid for 2026-27; ISIN: INE876A01023 (investor details in annual report).

AGM details

• AGM date and time: 01 September 2026, 04:00 PM IST.
• Mode: VC/OAVM; deemed venue at registered office.
• Register of Members closed: 26 Aug 2026 to 01 Sep 2026.
• Shareholder cut-off for voting: 25 Aug 2026.

Resolutions put to vote

• Item 1: Adopt audited standalone financial statements and reports.
• Item 2: Re-appoint Priya Sodhani as Director liable to retirement by rotation.
• Item 3: Appoint Tushar Agrawal as Non-Executive Independent Director; subject to shareholder approval.

Director changes

• Priya Sodhani to continue as Director; re-appointment by rotation.
• Tushar Agrawal appointed Independent Director for five-year term (May 11, 2026–May 10, 2031).

Voting results

• Voting results not disclosed in this notice.