Summit Securities Ltd

Summit Securities Ltd – Trading Window Closure from October 01, 2026 until forty eight hours after declaration of the Unaudited Financial Results of the Company for the quarter and half year ending September 30, 2026

Governance update

• Board approved five-year extension of Chief Compliance Officer tenure for Ms. Jiya Gangwani, effective Oct 1, 2026.
• Circular resolution by Board on Sep 25, 2026.
• Extension aligned with RBI 2026 Compliance Function and Governance directions.
• Ms. Gangwani has 12+ years with Summit; she leads regulatory compliance.
• No monetary value disclosed; governance change only.

Standalone highlights

• Standalone revenue from operations: 1,851.04 lakhs; total income: 1,851.05.
• Standalone PBT: 1,777.83; PAT: 1,582.08; EPS: 14.51.
• Standalone OCI: -13,399.34; total comprehensive income: -11,817.26.
• Board approved unaudited standalone results; LR reports attached.

Consolidated highlights

• Consolidated revenue from operations: 4,088.91; total income: 4,090.78.
• Consolidated PBT: 3,965.15; PAT: 3,529.12; EPS: 32.37.
• Consolidated total comprehensive income: 5,535.81.
• Board approved unaudited consolidated results; LR reports attached.

Audit & reporting

• Board meeting held 04 Aug 2026; unaudited results with LR from auditors.
• Company identified single segment: holding and investing; no separate reportable segment.

Meeting Details

• Date: August 04, 2026
• Time: Not disclosed
• Location: Not disclosed

Key Agenda Items

• Approve unaudited standalone and consolidated results for quarter ended June 30, 2026
• Take on record Limited Review Report on the results

Other Notes

• Trading window closed for designated persons/relatives from July 01, 2026 to August 06, 2026
• Trading window reopens August 07, 2026

AGM materials distribution

• Intimation under Listing Regulations that RTA sent inland letters to shareholders with unregistered emails.
• Letters inform about AR and AGM documents, including the Twenty-Ninth AGM schedule.
• RTA is MUFG Intime India Private Limited; dispatch confirmed per enclosure.
• Documents available on company website at www.summitsecurities.net.
• No changes to governance; communication is routine compliance update.
• Shareholders without registered emails will receive the notice via inland post.

Overview

• Standalone BRSR included with AGM for FY2025-26; boundary is standalone.
• NBFC investing company; 100% turnover from financial services.

Key ESG Risks & Opportunities

• Material ESG risks: market, credit, liquidity risks managed by RMC/ALMC.
• Cybersecurity and data privacy policy in place to mitigate IT risk.
• ESG opportunities include governance improvements and dividend-driven investments.
• CSR exposure policy exists; CSR spend Nil due to negative profits.

Governance & Policy Highlights

• Board oversight via Audit, NRC, SRC, RMC, ALMC, ITSC, ISC committees.
• Anti-bribery, whistleblower policies; CSR policy; data privacy policy.
• BSE ASCR filing penalty incurred; Rs 52,000 fine for late ASCR PDF filing.
• CSR committee dissolved; CSR functions handled by Board per policy.

Social Responsibility & Workforce

• Total workforce 6; 5 male, 1 female; includes KMPs.
• Turnover for permanent staff: 0%.
• LTIFR not applicable; no safety incidents.
• Wellbeing spend: 0.01% of revenue.

Environmental Performance

• Energy use zero; no renewable energy usage.
• GHG emissions Scope 1/2 not applicable.
• Waste generation zero; no hazardous waste.
• No environmental certifications or targets.

Stakeholder Engagement & Complaints

• Stakeholders: employees, regulators, investors; channels include emails and website.
• Investors: 4 complaints filed; 4 resolved; none pending.
• POSH complaints: 0; no ongoing POSH cases.
• Grievance mechanism via investor email; grievance redress tracked.

Other Notable Metrics

• CSR: Nil CSR spend; negative avg net profit; CSR obligation nil.
• Cybersecurity framework in place; no data breaches.
• Audit trail implemented for governance; data backup schedule.
• Dividend income remains primary driver of revenue.