U. Y. Fincorp Ltd

Insider trading disclosures

• Disclosure under SEBI Insider Trading Regulations 2015 filed for individuals L. Dipti and DeePak Kothari.
• Regulation 7(2)(b) disclosures and Regulation Z(2)(a) filed; attached to exchange communications.
• Executive Director Dinesh Burman signed on behalf of the company.
• Date of filing: 20 August 2026.

Transaction and holdings

• Target: U. Y. Fincorp Limited.
• Acquirer: Dipti Deepak Kothari (Promoter Group).
• PACs: Udai Kothari, Deepak Kothari, Lotus Capital Financial Services Limited, U. Y. Industries.
• Transaction type: Open market acquisition of 2,00,000 voting shares.
• Pre-holdings total: 13,58,19,806 shares (71.39%).
• Pre-holdings: 37,25,125 shares (1.96%).
• Pre-holdings: 4,41,51,639 shares (23.20%).
• Pre-holdings: 3,74,30,914 shares (19.68%).
• Pre-holdings: 3,70,46,208 shares (19.47%).
• Pre-holdings: 1,34,37,920 shares (7.07%).
• Pre-holdings: 28,000 shares (0.01%).
• Acquisition: 2,00,000 shares (0.11%).
• Mode: Open Market.
• Date: 19.08.2026.
• Post-holdings Dipti Deepak Kothari: 39,25,125 shares (2.06%).
• Post-holdings Udai Kothari: 4,41,51,639 shares (23.20%).
• Post-holdings Deepak Kothari: 3,74,30,914 shares (19.68%).
• Post-holdings Lotus Capital: 3,70,46,208 shares (19.47%).
• Post-holdings U. Y. Industries: 1,34,37,920 shares (7.07%).
• Post-holdings: 28,000 shares (0.01%).
• Total post-holdings: 13,60,19,806 shares (71.49%).
• Equity capital: 19,02,38,329 shares.
• Total diluted capital: 19,02,38,329 shares.

Transaction summary

• Target Company: U. Y. Fincorp Limited.
• Disclosing Party: Dipti Deepak Kothari (Promoter Group) and PAC.
• PACs: Udai Kothari, Deepak Kothari, Lotus Capital, U.Y. Industries Private Ltd.
• Transaction Type: Acquisition of equity shares via Open Market.
• Pre-Transaction Holding: 13,57,83,683 voting rights (71.37%).
• Acquired: 36,123 shares (0.02%).
• Post-Transaction Holding: 19,02,38,329 diluted voting shares after acquisition.
• Date of Transaction: 17.08.2026.
• Total diluted share capital after: 19,02,38,329 shares.

Financial results approved

• Unaudited standalone results for the quarter and three months ended 30 June 2026 approved by the Board.
• Audit Committee reviewed; Limited Review Report submitted by the statutory auditors.
• Period covered: Q1 and three months ended 30 June 2026.

Auditor remarks and material matters

• Emphasis of matter: associate Purple Advertising Services Private Limited not consolidated due to liquidation.
• Impairment of Rs 900 lakhs recognized in earlier years.

Internal Auditor Appointment

• Change: Seth and Associates appointed Internal Auditor, effective 24 July 2026.
• Term: FY 2026-27, to fill casual vacancy due to resignation of R K Lodha & Associates.
• Profile: Seth & Associates is a CA firm providing audit, tax, advisory services.
• Disclosure: No director-related relationships disclosed.

Statutory Auditor Appointment

• Change: Praveen K Srivastava & Co appointed Statutory Auditor, effective 24 July 2026.
• Term: until conclusion of ensuing AGM.
• Reason: to fill casual vacancy due to resignation of B. Nath & Co.
• Profile: Praveen K Srivastava & Co is a CA firm established in 2005 with multiple offices.

Dematerialisation status

• Dematerialisation requests received were confirmed to depositories (accepted/rejected) during the period.
• Securities dematerialised have been listed on the stock exchanges where earlier issues were listed.
• Physical certificates for dematerialisation were mutilated and cancelled; depository named as registered owner.