Upsurge Investment & Finance Ltd

AGM Highlights

• AGM held via video conferencing on 30 September 2026; quorum confirmed.
• Promoter group converted all warrants into equity at ₹73 per share, investing ₹13.14 crore.
• Q1 FY2026-27 net profit ₹116.06 crore; EPS ₹7.33 (vs ₹3.83 prior year).
• Interim dividend of 50 paise per share declared for current year.
• Maintains clean RBI, SEBI, BSE compliance; low borrowings and strong capital base.
• Company completed rebranding and launched new website.
• Mrs. Pratibha Goyal to retire by rotation; recommended for re-appointment.
• Auditor and Secretarial Auditor reports have no qualifications; no readings required.
• Combined voting results to be placed on website and intimated to BSE and CDSL.

AGM Details

• AGM held on 30 September 2026 via VC/OAVM.
• Timing: 12:00 P.M. to 12:19 P.M. IST.
• Attendance: 43 members via VC/OAVM.
• Directors present: Dayakrishna Goyal (Chairman & MD) via VC.
• Other attendees: Pratibha Goyal, Vivek Jain, Satish Kumar Gupta, Mayank Goyal.
• Company Secretary and Compliance Officer: Daya Dhavalbhai Savani.
• Invitees: Statutory Auditors Satish Trivedi; Scrutinizer Brij Kishor Gupta.
• Quorum ascertained; meeting called to order.
• Meeting conducted per MCA circulars; no proxies due to non-physical attendance.

Upsurge Investment & Finance Ltd – Trading Window Closure

Disposal by promoter group

• Target Company: Upsurge Investment & Finance Limited; Acquirer: Upsurge Shares & Securities Private Limited (Promoter Group).
• Pre-transaction holding: 3,95,000 shares, 1.80%.
• Transaction: Disposal of 3,95,000 voting rights; off-market sale; date 28/09/2026.
• Post-transaction holding: Nil.
• Mode: Off-market sale.
• Date of transaction: 28/09/2026.
• Capital before: 2,19,21,400 equity shares.
• Capital after: 2,19,21,400 equity shares; diluted: 2,19,21,400.

Meeting Details

• Date and time of board meeting not disclosed.
• Location of board meeting not disclosed.

Key Agenda Items

• No agenda items disclosed in the filing.

Other Notes

• No other material information disclosed in the filing.

Financial results approved

• Approved unaudited standalone results for quarter ended 30 June 2026, with limited review report.

Dividend declaration & record date

• Declared interim dividend at 5% (Re 0.50 per equity share of Rs 10) for FY 2026-27.
• Record date for entitlement fixed at 21 August 2026.
• Interim dividend payable within timelines prescribed under law.

Dematerialisation status

• Dematerialisation requests for quarter ended 30 June 2026 were confirmed to depositories.
• Dematerialised securities listed on the exchanges where earlier securities are listed.
• Physical certificates for dematerialisation were mutilated and cancelled after verification.
• Depository's name substituted as registered owner within 15 days.
• No exceptions, delays, or non-compliance reported.